Science
ACTUAL PROBLEMS OF AVIATION AND AEROSPACE SYSTEMS
Kazan Daytona Beach


About Russian Higher

Engineering School

 
Research Universities

and their place in the system of Russian Higher Education

I.B. Fyodorov

N.E.Bauman's MSTU, Russia

One can refer the reformation of economics of industrially developed countries onto the way of technological development, the dominance of scientific- and intellectually capacious economics, as well as the formation of social-economic organization of postindustrial society on such a base to one of the leading factors of the world development, producing considerable influence on the development of the system of higher education.

Russia meets the twenty first century under the conditions of serious social and economic collisions. It's also known that countries with stable economic and social development, solid positions in the world community and world markets, high level and high-quality life of the population are characterized by the unprecedented scale of higher education development and growing realization of its vital role in their well-being and prosperity ensuring. Thus it's becoming evident that our possibilities as well - of meeting future in a fitting manner and successful coping with newly arising problems - will significantly depend on power and direction of the Russian intellectual potential and finally on the state of native education in general and higher education in particular. In its turn it leads to the necessity of elaborating a strategy of the Russian high school transformation, its adaptation to the present situation, which should result in a highly effective system of education, capable to fulfill the responsible mission and taking into consideration the state of the financial situation in our country with the least expenses. The researches carried out in MGTU named after N.E. Bauman for the last years, show that one of the expedient ways of this task solution is the elaboration of the creation of the institution of research universities in Russia, and in the aspect of engineering-technical education - research technical universities.

For better understanding of this new phenomenon, let's briefly consider the aims having led to the original appearance of research universities in the world system of higher professional education and the ways these aims were transformed in the course of time. The history of their appearance shows that having been born in the recesses of German Humboldt University in the second half of the nineteenth century, the research university passed several stages of its development. At the definite stage German universities experienced some regress - they lost the unity of academic and research activity, proclaimed by Humboldt. Scientific investigations were reorganized out of the university academic structure into the special research institutes attached to universities. Though university professors continued active partici-pation in the research work of the institutes, by their organization research institutes were not rendered as parts of a German university. The university acquired the status of a purely educational institution, but not of a university. Scientific activity of teachers acquired financing by these institutes, not by the university. Thus the unity of academic and teaching activities of German universities has been lost.

The history of the USA G.Gopkins university development is also exponent. Its first president D.Guilman, a person of deep knowledge, wide erudition and broad mind, familiar with the experience of the best universities of Western Europe and Russia (he lived in Russia for several years as the American Embassy attache), was highly enthusiastic and proclaimed the importance of fundamental sciences' development as the base of all the technical progress. Correspondingly, the university of G.Gopkins was founded exclusively as a scientific centre, where scientists carried out fundamental researches together with the talented youth, attracted to the university as students. It was supposed, that within the process of such scientific research work young scientists would be brought up. Such approach to the future specialists' training has been entitled as research school.

The absence of regular educational process in Gopkins University led to the loss of its social significance, having created the reputation of the educational institution, unable to train highly qualified specialists, in which industry was in great need of. Thus having been deprived of financial support the founders had to introduce the college programme into the university as the first step of higher education for students' training. The programme was meant to provide the possibility of full-blooded education within the postgraduate research school, and then to create a high professional school on the basis of the postgraduate education.

The example of G.Gopkins University was followed by Cornel and Harward universities, which went further more. Here alongside with fundamental researches much attention was given to the applied branches of knowledge, as well as to practical specialists' training. Alongside with research schools there were opened full-blooded high professional schools, which built their programmes on the basis of education acquired in college. Besides, unlike G.Gopkins University, college became an integral part of the university, its base, where alongside with training for study in research and professional schools one could also get education within qualification, providing the opportunity of professional activity.

Thus by the experience of Harvard university the contemporary research university of the USA has been formed, in which the education is composed of two elements: the first stage - as a four-year college - and the second stage (postgraduate), represented by research schools, carrying out fundamental research and scientific staff training, and professional schools, in which applied researches are carried out and practical specialists are being trained. The research school graduation provides a Master's degree or, by the corresponding increase of the education term - the Doctor's degree (PhD) in the corresponding field of knowledge. Unlike these academic degrees those graduating from professional schools get various professional degrees (the degree of an Engineer, Doctor of Medicine, Doctor of Law, etc.).

Harvard University, thus, has become the prototype of research universities. The Harvard's way was followed by the elite USA universities, and in the course of time the universities of many other countries - Japan, Sweden, the Netherlands, China and others. The establishment of research universities in these countries had primary significance for them, providing the transmission to the training of highly qualified specialists by research and professional schools. The interest of industrial companies to research universities was not limited to the need in the new quality qualified staff. The peculiar interest to research universities was demonstrated by the companies, specializing in research and development. The expansion of research universities' functions led to further modification of the educational process technology - step-by-step research schools started to approach professional schools.

One of the most vivid examples of a contemporary research university is Massachusetts Technological University.

Currently MTI - is one of the best world universities. Educational and research activity, which is based on the principle of bond to real problems, remains its main task.

The inclination of MTI to the combination of educational activity with the new knowledge acquisition creates favorable conditions for research work. Namely these conditions breed up a number of considerable scientific discoveries and technical achievements, born within the walls of MTI. Among previous achievements there is development of contemporary technology of food products preservation, penicillin and vitamin A first chemical synthesis, inertial navigation system elaboration, modern technologies of prosthetic appliances' manufacturing, high-speed photography, the memory settlement on magnetic cores, providing the possibility of electronic calculation means' development.

MTI - is one of the leading USA research universities. The research recently carried out has shown that annual economic effect of inventions and new technologies, worked out in the university, comprises 20 billion dollars and 150000 new work places. MTI is a constant leader among the American universities according to the patents' quantity and annually concludes about 70 agreements on the author's rights with private companies. It's much to the point to say that one of the most important criterions of a research university is high authority and wide public recognition.

The number of research universities is rather limited. There is some maximal amount of research universities, which the country can afford. For instance, in the USA out of 3300 higher education institutions only 104 or 3.1% are considered to be elite. They comprise more than 80% of federal assignments for scientific investigations, carried out in the institutions of higher education and the majority of the conferred Doctor's degrees.

A considerable role in research universities' formation belongs to the state. It takes the greater part of costs both of the development of the corresponding fundamental research and of the financing of the expensive programs of scientific and professional highly qualified staff training. The analysis of the policy of the USA federal government for the last three decades evidently demonstrates that practically all its activity was primarily aimed at the search for the solution of one task concerning the creation and development of the group of first-rate research universities, where the best scientific forces and mostly talented youth were concentrated for the provision of the national economics with all the necessary researches and scientific-technical staff.

There is one more significant aspect of the problem of global higher education development, arising peculiar attention to the idea of research universities' creation. The point is that for the last two decades there emerged a tendency to mass character, and in Canada to the universal higher education as well. It's clear, that in this situation it would become as well typical of Russia in future, and it's necessary to point out the educational institutions, which would train elite specialists, highly-qualified professionals, defining the progress of the world science and engineering. Obviously, research universities will become such educational institutions.

It would be reasonable to set one more example, referring to MTI. In the research recently carried out by Bank-Boston it is stated, that if 4000 companies or of a number, founded by the MTI graduates, were united into the independent state, it would gain the 24-th place in the world judging by the level of incomes. More than 1 million people work in these companies, and their annual income comprises 230 billion of dollars. Half of them was founded by the MTI graduates within 15 years after the graduation, and 1/6 - in the course of 5 years. The majority of companies may be referred to small business associations, however 17 count for more than 10000 employees.

Let's consider the problem of research universities in Russia. Complex political and social-economic processes, taking place in our country and connected with the transfer to the market economy, with the structural transformation of production, the development of regional economics, as well as with the Russian defense complex conversion and integration of the national economics into the global economic community bring some uniqueness into these problems' solution. And namely today there comes a question of goal-oriented support of the leading Russian universities, able to contribute to the development of the Russian economics, to the increase of its competitive ability.

Within the frames of new economics the university role considerably increases. Now it's not only a national scientific-research laboratory, but also a mechanism, providing the growth of "the country human capital" - the most important factor for the global competitive ability preservation. It's a very important aspect for Russia. Because namely by such signs as "the level of science and technology development" and "human recourses" Russia still has got the indications comparable with those of the leading countries of the world. And definitely research universities possess the possibility of these factors preservation and development.

And further we present a brief sketch of high technical schools' development in Russia. Its traditions have been formed for more that two centuries. At the end of the XVIII - at the beginning of the XIX centuries the engineers' training in Russian technical higher educational institutions was based on the combination of high theoretical level of teaching and considerable practical training, while at the same time higher technical education in Germany and the USA was of craft-practical character.

In Russia high technical schools developed in close connection with natural university departments, which increased the theoretical level of teaching, led to the refusal from the narrow-practical approach to engineers' training, contributed to the training of encyclopedically-educated specialists. The most important tradition of the Russian high technical school - is organic introduction of the system of industrial practices, educational workshops, and laboratory-experimental base into the educational process.

The specialists from Great Britain, the USA, and Germany have acknowledged the priority of the Russian technical school at these points. The principles, elaborated in Russia, engineers' training ideas and techniques formed the basis of engineering education abroad. After the presentation in 1876 at the International Industrial Exhibition in Philadelphia of "the Russian teaching method", worked out in the Imperial Moscow Technical College, the USA created a common theory of polytechnic education with the accent on close connection of science and production.

In this connection it's reasonable to quote the words of one of the first presidents of Massachusetts Technological Institute of John Rancle: "The method has not only purely educational significance, but it also carries the only correct, philosophical approach to all technical education."

By the 90-ies Russia had acquired prerequisites for the consideration of the question of research universities' institution creation. These prerequisites were defined both by new tasks, set in front of the high school, and potential of the leading Russian universities, generally corresponding to the notions and criteria of a research university. For the last decade more attention has been given to the development of university education and elite staff training on the basis of the investigations in priority applied directions and fundamental work. Thus, in 1996 the initiative group of university presidents at the Board of the Russian Ministry of Education raised a question concerning the elaboration and realization of the program "Federal Research University>. In the course of this suggestion discussion there were defined several approaches to the creation of federal research universities in Russia.

Later this idea was developed within the development of the federal goal-orientated program "State support of higher education and fundamental science integration for 1997-2000". According to one of the projects of this programme it was decided to form a prototype of the Russian research university on the base of MGTU named after N.E.Bauman. In the researches, fulfilled in accordance with the project at the stage of 1977, the necessity of creation within the system of higher education in Russia the network of research technical universities combined with mandatory preservation of traditional institutes of higher education, providing the training of specialists-professionals of mass educational level, was proved. Thus the notion of the so-called base higher education (aimed at preparation to the post-graduate education) must refer only to high level universities, able at the expense of educational plans' individualization to provide possibilities for the students, who do not intend to get the following degrees, to obtain the profession of a comprehensive specialist with the higher professional education of the first level. As for the traditional educational institutions the state educational standards should provide the continuity and succession of education, supplying a profession as well as the possibility to continue education in research universities depending on their capabilities and hard work, but not on social status and accommodation.

Creating in Russia the institution of research technical universities, we should not repeat the definite mistakes, which were made by several countries on this way.š Russia should be cautious of the peculiar danger of transformation of higher professional education into academic at the first stage. This has already started to show up in Russia due to borrowing Western achievements without sufficient analysis. Actually, in a number of prestigious Western research universities post-graduate stage has become dominating, and in this connection the above-mentioned universities have rebuilt the work of the first stage, having transformed it exclusively into the preliminary base for the education continuation. A bachelor started to get a degree without acquiring professional knowledge. It was beneficial for the universities under consideration, because the amount of their postgraduates exceeded the number of bachelors. However it led to social inequality of educational opportunities of the population - as it turned out, the youth, graduating from professional institutes of higher education, gets education which is inadequate for the education continuation at the last stage of research universities not depending on their capabilities and talents. Taking this challenge, ordinary colleges in pursuit of the contingent claimed of training bachelors-graduates not for the bulk of professions, but exclusively for the education continuation. There appeared a number of social complications, up to mass students' disturbances, in connection with the employment and alongside the total costs on higher education increased considerably in connection with the abundance of programmers. Much time and energy has been spent on these consequences' eliminating. While elaborating the new generation of state educational standards for the Russian bachelors we should keep away from repeating this experience, relying on article 14 of the Law of Education of the Russian Federation, according to which higher education of any level must provide students with the profession and corresponding qualification.

What will be the structure of the Russian high school after its gradual regulation according to modern requirements? It should demonstrate to the full and develop the potential of the talented youth of the country. That's why the development of high school should follow the way of broad diversification of educational institutions and education integration based on the principles of transformation of high school into the unified multistage system headed by research universities. The training of first-rate post-graduate specialists is concentrated in research universities. The most talented graduates of mass institutions of higher education should have access to high-quality education, realizing the opportunity of the education continuation at higher stages in research universities. Such opportunities are possible on condition that there will be the succession of educational programmes at educational institutions of different levels. But this single condition is not enough. The academic structure of research universities should also possess the corresponding educational department such as a one-year specialized college, providing the training of promising graduates of the first stage from other institutions of higher education for the continuation of education at the stage of investigation.

In the process of the "Integration" programme realization the concept of the Russian technical research university has been elaborated. While working at the concept it has been shown that the problem of further development of the higher education system cannot be solved without the creation in the country the institute of research universities, the integration within the frames of research universities of fundamental science and education.

The conditions of preservation of the single education system in Russia, the problems of postsecondary education diversification and social equality of the educational opportunities for the youth have been studied. In the course of this analysis there has been worked out a modern approach to the creation of a new generation of state educational standards, characterized by a high quality of different level education succession, providing the opportunity of the Russian higher education modification into a single multistage system.

While this it's necessary to take into account that a technical research university is characterized by the training of the specialists both at the base and, obligatory, at the research stage of education in all the basic engineering directions and in several humanities, social-economic and natural-scientific directions.

It's desirable that all the university departments, including general education, general professional, as well as those of the humanities, will be the departments training specialists of a research stage of education. For this goal realization each department should have scientific research laboratories and scientific-research staff, as well as the whole range of postgraduate level lecture courses in all directions of research stage preparation.

It's necessary that the amount of post-graduate specialists constituted a considerable share of the number of base stage graduates, nevertheless, the practice ofš "alien students" admission to the research stage should be widespread in order to provide the systematic character of the educational structure in Russia. To satisfy the aim of scientific knowledge succession in a research university the post-doctor's degree of education is presupposed, i.e. the sufficient number of vacancies at the departments, provided for the talented graduates, who got the Doctor's degree (PhD) or the degree of the candidate of sciences, for scientific-pedagogical internship and further development of their future investigations.

The university presupposes the international education center, wide international links, including mutual elaboration of scientific investigations and projects with foreign universities and firms, including those in the field of education.

In the aspect of the elaboration of new educational technology, typical of a research technical university, the university staff, and particularly, the staff of the pilot departments, should have multilateral tasks which are solved by stages. In particular, several department research laboratories were created, they provide work places for comprehensive scientific investigations in the post-graduate educational process. The university library informatization is widely carried out, a number of mutual scientific-educational centers together with the Russian Academy of Sciences were created.

A very important question is connected with the choice of youth for the admission to the research university at the first course and at the education continuation at the post-graduate level. The main conditions, which should be satisfied by the applicant to a research technical university, have been formulated and they include not only general requirements for the level of knowledge, but also the requirements, presupposing social, psychological and intellectual maturity of a future student and the corresponding selection principles have also been worked out. On the bases of investigations and corresponding testing it's possible to say that the developed system of pre-university preparation in a research technical university allows to increase considerably the level of students' preparation for a first year studies. In this connection there were elaborated the theoretical bases of projecting of the consequent educational programmes within the system of continuous education "secondary school - high school". By the example of the elaboration of the reconsidered contents of an educational discipline the way of realization of the consequent requirements to the contents of continuous education on the basis of systemic-logical approach was shown. The variants of such comprehensive programmes have been prepared.

The question concerning the elaboration of a normative base of the applicants' admission to the research university, the transmission of students from other higher educational institutions onto the base and research educational stages should be given special attention. The problem should be given broader consideration from the point of view of the effectiveness of human recourses' development in the interest of the whole country, but not of one particular university.

The point is that the level of social equality of educational opportunities nowadays is the most important, recognized in the whole world, indicator of the economic effeciency of the system of education. It's impossible to allow that the education system development followed the way of abilities' inequality escalation, which will prevent the growth of social and educational mobility, the selection of the best, which will limit the transmission from one specialty to another and will harden the possibilities of joining the education at the later stages of education. Here we run into a dilemma. On the one hand, the research technical university demonstrates rather high requirements for students studying there. That's why the question concerning a higher level of the applicants' education and the rational technology of its achievement at the expense of pre-university preparation by the university itself is rather urgent. On the other hand, we are still not aware of the fact if we lose those many genuinely talented young people, who do not possess the possibilities to pass such a hard preparative training for the reasons not depending on their capabilities and talents.

It seems obvious, that the structure of a research university, the technology of educational process accepted in it must guarantee a successful and effective promotion along the educational trajectory of those students, admitted to the university in accordance with the criteria of a high level of knowledge, as well as those students, who were admitted having not so prominent level of knowledge according to the criteria of talent and gift, but proving the abilities to study in accordance with the intensive programmes of a research university. For such cases the university should foresee the opportunities of mandatory training (alongside with regular classes on the general curriculum) in the corresponding compensating disciplines, stipulated by the individual educational plan. Such approach is widely applied in the best research universities all over the world. Their plans include the corresponding courses "of correction" for junior students. As for those who have already got the Bachelor's degree in other institutions of higher education and who want to continue their education according to the programme of the post-graduate stage of a research university, for them the university structure presupposes the so-called "university college", in which short-term course of educational disciplines, the knowledge of which was recognized as insufficient, is realized. This foreign experience, which can easily be transformed onto the Russian soil, will be paid off by the expanse of educational opportunities for the talented youth in the interest of the whole Russian society. For these tasks' solving MGTU named after N.E.Bauman carries out the researches on the elaboration of the corresponding educational technologies, the ways of their realization have already been planned.

Summing up all that has been said above, we can give the following definition and formulate the following criteria of a Russian research university.

The Russian research technical university - is a complex higher educational institution of an integration type, combining the functions of a scientific-investigation institution, carrying out substantial fundamental and applied investigations in the fields, defining the development of scientific-technical progress, with the activity of an educational institution, oriented to the transmission of the newest scientific, technical and technological achievements to new generations and training elite specialists of all the levels on the basis of the unity of educational process and scientific investigations.

A few words of the criteria of the research technical university.

1. The existence and constant development of the authoritative scientific and scientific-pedagogical school. The high prestige and public recognition of the university at the federal level.

2. The research university is characterized by the graduation of the specialists at the base and post-graduate stages in all the main engineering directions and in the main directions of the humanities as well as social-economic and natural sciences cycles.

The necessity of this criterion comes from the fact that in the opposite case it would be impossible to realize the educational process according to the technology, typical of a research university: interdisciplinary connections, a wide range of possibilities in the individualization of educational plans by including fundamental disciplines of any specialty.

3. Each department should mandatory have a scientific-research laboratory or (for the humanities departments) scientific-research staffs, directly in the complement of the department itself or in the complement of scientific-research institutes of a university.

4. Close connection with the departments and institutes of RAS: the institute laboratories, being under the scientific-methodical supervision of RAS, mutual scientific-educational centers; the department divisions in RAS institutes, etc.

5. It's highly desirable that all the departments of the research university, including those of general education (physics, chemistry, mathematics), of general profession, and also the humanities and social-economic, were "training" departments at the post-graduate stage. Thus the scientific level of departments is stated, the absence of a gap between the level of scientific development in the corresponding field and the level of teaching is guaranteed, the natural-scientific, social-economic and tithe humanities level of specialists' preparation in an institute of higher education is increased and the increase of the theoretical level of the applied investigations carried out in the university is provided.

6. The amount of specialists of the post-graduate stage must comprise not less than half of the total amount of the base stage graduates. Alongside there should be a vast practice of admission of alien students to the post-graduate step.

7. The developed system of a goal-oriented graduate-school and post-graduate-school, training scientific and pedagogical staff of a high qualification for the scientific institutions and universities of Russia.

8. The university system of post-doctor's stage of education (i.e. the departments or scientific-investigation departments should have a sufficient number of vacancies, given to talented graduates, who have got the Doctor's degree (PhD) or a candidate's degree, for a scientific internship and further development of their own research work).

9. The university should have the centre of international education, wide international connections, including the elaboration of research projects' (also in the field of education) together with foreign research universities.

10. Information technologies. The research university must have the main access to global information nets. The possibility of students' work in a single information space. Distant education.

11. International university recognition. The introduction of wide scientific investigations according to foreign companies' orders.

12. Up-to-date material base for scientific investigations, the developed park of calculation technique for the educational process and scientific investigations carrying out.

13. One of most important criteria of a research university is the hierarchy of scientific-investigation divisions, which include scientific and scientific-educational centers (department, faculty, of mutual usage), scientific-research institutes, bases, experimental areas, experimental production, etc. The most important indicator of these departments' activity is an evident connection of their activity with the scientific-research and educational activity of the research university departments.

It's necessary to take into consideration the prior character of the criteria under consideration, arising from the theoretical principles, elaborated within the preliminary investigations and, consequently, subject to clarification and extension in the course of the programme practical realization.

Thus, we are in need of such evolution of the system of education, which would adapt it to modern requirements and would create conditions for the integration of higher education and academic science, the realization of interdisciplinary approach to the specialists' training, mobilizing of all the public forces for the restoration of the education prestige and that of intellectual work. It's necessary to formulate the programme of the priority support of Russian research technical universities, which are called to make up its national property.



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